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There are 1 item(s) tagged with the keyword "MiFID II".

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1. Taking a LEI-d back approach; MiFID II and Legal Entity Identifiers

The arrival of MiFID II will see a new section added to the FCA Handbook, which refers to the requirement to make transaction reports to the FCA with regards to certain financial instruments. 

Tags: MiFID II
By Richard Nuttall

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Testimonials

"Having joined SimplyBiz last August, you may or may not remember that I nearly did an 'about turn' before leaving the network I was with. It was after a conversation by phone with you (Ken Davy), that I decided to join and to be totally frank, it was the best move I have made. Thanks for that."

Doug Ryder
Bucks

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Latest News

SimplyBiz to launch end-to-end investment advice system

January 19, 2018

SimplyBiz Group is to launch an end-to-end financial planning system, Centra, to provide support to advisers throughout the investment advice process.

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"Product providers can help reduce the FSCS levy"

January 17, 2018

I make no apology for returning to the subject of the Financial Services Compensation Scheme (FSCS), as the deadline for responding to the Financial Conduct Authority's (FCA) consultation paper is the end of January.

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Adam Tyler to lead new trade body FIBA

January 15, 2018

The Financial Intermediary & Broker Association, which evolve from the Association of Bridging Professionals, has appointed Adam Tyler as its Chairman.

 

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"It's time to put pen to paper on the FSCS levy"

January 10, 2018

The first thing I want to highlight is the opportunity you have right now to help stop the grotesque injustice of the current system of Financial Services Compensation Scheme (FSCS) funding.

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