There are 2 item(s) tagged with the keyword "Financial Conduct Authority".

Displaying: 1 - 2 of 2

1. FCA implements SMR principles to govern all firms

The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.

Tags: Financial Conduct Authority, Ken Davy
By Ken Davy
2. Keeley Paddon: Pension scam cold-callers - we've got your number

For far too long, says Keeley Paddon, cold-callers and pension scams have been a blight on the pensions sector and it is good to see the authorities finally appear to be grasping the nettle

Tags: Pensions, Financial Conduct Authority, SimplyBiz Group

Displaying: 1 - 2 of 2

Testimonials

“Extremely happy with all service provided and continuing industry support from Ken Davy promoting us as IFAs ”

Brian Skinner
Echelon Teesside Ltd

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Latest News

Government must help meet the needs of the elderly

October 11, 2017

Being able to congratulate the FCA, while not by any means a first, is not something I am able to do regularly.

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"A princely way of looking at succession issues"

October 04, 2017

Seeing all the stories about Prince George starting school set me thinking about longevity and business succession issues for financial advisers.

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"Providers must allow tax deductible advice"

September 28, 2017

Knock, knock. Are you there? More importantly, are you listening?
I ask this question because of the enormous opportunities the current market is presenting for each and every adviser, whether working within a large firm or a one-person practice, as an independent adviser or restricted.

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Fos report is a dollop of gruel for advisers

September 19, 2017

Cold porridge and cold comfort have a lot in common: such meagre offerings do not come close to being satisfying.

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