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Got it!30 MAY, 2024
There's still time to book your place on our next Compliance Clinic, focussing on effective supervision and monitoring in a Consumer Duty world, coming up on Monday 3rd of June from 2pm - find out more here
Co-hosted by our Director of Regulatory Consultancy and Advice Quality, Jennifer Peaty, and Head of Compliance Operations, Jill Hamilton, and offers an hour's worth of CPD, exploring what constitutes effective monitoring and supervision in a regulated environment, and how this can both mitigate risk within advice firms, and provide key Consumer Duty MI.
Read more about this unmissable session in today's IFA Magazine, including commentary from Jennifer Peaty, here