With new rules coming into play for solicitor firms, Dave Seager, Managing Director of SIFA Professional, looks at how advice firms can best position themselves as a suitable option for client referrals.
Group Chairman, Ken Davy, discusses the use of virtual technology to increase the efficiency, effectiveness and profitability of advisers.
Head of Business Consultancy, Karl Dines, explains why the ‘matryoshka principle’ is an important part of a forward-looking centralised investment proposition and outlines the issues of which advisers should be aware.
Industry veteran and Compliance First favourite, Jill Hamilton outlines some of the changes she's seen in the sector during her career so far, and explores why financial advice is as important as ever
Elaine Parkes, Head of Proposition Development at Signature Support, part of The SimplyBiz Group, takes a deep dive into the area of tech considerations for DFM firms.
In the latest Professional Adviser Working Lunch broadcast, Janice Laing, Richard Nuttall and Dan Russell discussed SM&CR, vulnerability, PI, tech and business efficiencies.
"Virtual conversations and working digitally are now very much part of the ‘new normal' and employing them in your processes could help you be ready to meet the SM&CR December deadline." Janice Laing, Managing Director of Compliance First – part of The SimplyBiz Group, talks about the practical aspects of preparing for the upcoming #SM&CR deadline.
We're delighted to announce details of our autumn events programme, featuring investment forums, intergenerational advice workshops and compliance clinics, as well as technology surgeries.