In the latest Professional Adviser Working Lunch broadcast, Janice Laing, Richard Nuttall and Dan Russell discussed SM&CR, vulnerability, PI, tech and business efficiencies.
"Virtual conversations and working digitally are now very much part of the ‘new normal' and employing them in your processes could help you be ready to meet the SM&CR December deadline." Janice Laing, Managing Director of Compliance First – part of The SimplyBiz Group, talks about the practical aspects of preparing for the upcoming #SM&CR deadline.
We're delighted to announce details of our autumn events programme, featuring investment forums, intergenerational advice workshops and compliance clinics, as well as technology surgeries.
Technology is merely a tool to help to run an advisory business, and should support the processes advisers already have in place, according to SimplyBiz Group investment service managing director Dan Russell at the second series of Working Lunches hosted by Professional Adviser on Thursday (20 August).
No circumstances are the same with vulnerable customers, even if their situations are similar, Compliance First managing director Janice Laing told delegates at PA's latest virtual Working Lunch webinar.
Group Joint CEO, Matt Timmins, and Head of Horizon, Alex Morley, discuss the shape of the M&A market in financial services at the moment, what they think needs to change and the part which Horizon will play.
APS Legal & Associates’ Libby Holding, explores an important, but rarely discussed area in this article, as she asks what bearing surrogacy can have on estate planning