Latest News & Blog

Don't lose your chance to influence the regulator

04 Nov 2020

In his latest thought-leadership column, Ken Davy urges advisers not to miss out on this vital chance to influence the FCA's decisions around the FCSC.

Are impersonation scams now the new normal?

02 Nov 2020

As online fraud hits an all-time high, Libby Holding of APS Legal & Associates - part of The SimplyBiz Group - explains why everyone needs to stay aware of impersonation scams.

SimplyBiz Group extends virtual events programme

02 Nov 2020

After receiving over 12,000 bookings for their events since moving them all to a digital platform in April, The SimplyBiz Group has announced that it will be extending the virtual programme into 2021.

The butterfly effect in CIPs

28 Oct 2020

He writes about butterflies, stings like a bee and is back to tell us more about the changing elements within advisers' central investment propositions, and how the Retail Distribution Review changed the game.

Our CIP VIP, and Head of Business Consultancy, Karl Dines, delivers the first of a three-part series exploring the butterfly effect of moving parts within a CIP.

SimplyBiz Group and Gateway Surveyors welcome IMLA's green mortgage research

20 Oct 2020

"Every valuation carried out virtually means one less car journey. Just think what the reduction in our carbon footprint would be for every 50,000 valuations that are undertaken virtually."

Martin Reynolds, CEO of SimplyBiz Mortgages, welcomes the IMLA - The Intermediary Mortgage Lenders Association's research into #green mortgages and discusses how Gateway Surveyors' zero contact valuations are good for both the planet and the sector.

Understanding the challenges with ESG investing

19 Oct 2020

Group Director of Compliance Services, Mark Greenwood, has written this piece for Signature Support - part of The SimplyBiz Group - on some of the challenges facing DFMs in the ESG market. The article offers not only 30 mins of CPD, but also his specialist insight into the links between ESG and intergenerational advice, and upcoming regulatory changes which may affect the ESG advice process.

Points to consider when appointing a DFM

16 Oct 2020

Richard Nuttall, Head of Compliance Policy, explores some of the major issues adviser firms need to consider when working with a DFM.  In particular, the piece looks at different ways in which the two can engage, regulatory exceptions which apply in different scenarios, and what they may mean for advisers and their clients. 

Does your tech help your CIP and CRP?

12 Oct 2020

SimplyBiz Group Head of Business Consultancy, Karl Dines, writes here about how to check, and ensure your tech is supporting your CIP and CRP in a way which will make your business more efficient and keep your clients and the regulator happy. Karl explores how, once properly implemented, a CIP can do a lot of the ‘heavy lifting’ for a firm and help advisers get to where they need to be, and takes a look at what the regulator will be looking for from CIPs and CRPs.

Your two month plan to SM&CR fitness!

08 Oct 2020

In this article, our Director of Compliance Services, Mark Greenwood steps on to the metaphorical regulatory treadmill to explain how firms can get ship-shape ahead of the SM&CR 'fit and proper' deadline which is just two months away.  Mark looks at the way in which firms will need to gather evidence to demonstrate their senior managers and certified persons are fit and proper for their role; and that they meet requirements of honesty, integrity and reputation, financial soundness and competence and capability.  He also focusses on the Directory – a new public register that goes live after 9 December, and it will contain details about specific individuals working in financial services. 

SimplyBiz Group named second in the Kirklees Top 100 Business Listings

08 Oct 2020

The SimplyBiz Group has been placed second in the recently announced Kirklees Top 100 Business Listings.  This prestigious ranking is a joint venture between University of HuddersfieldKirklees Council, The Huddersfield Examiner, and the 3M Buckley Innovation Centre (3M BIC).  The inaugural Kirklees Top 100 Business Listings launch took place on the 8 October at a virtual event, sponsored by CityFibre, with the top businesses and partner representatives in attendance.  The Kirklees Top 100 was been developed to help strengthen bonds within the Kirklees business community and put the district on the map as an attractive destination for inward investment, business start-up, scale-up and growth.