Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook
In October last year, the Financial Conduct Authority (FCA) produced policy statement PS16/23, ‘Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook’, which outlined a number of changes it would be making surrounding communications.
Richard Nuttall: Enigma! Decoding the upcoming capital adequacy requirements
Although new changes to the capital adequacy rules do not take effect until 30 June, Richard Nuttall strongly recommends firms review their financial position at the earliest time possible in case action is needed.
"Tory change of attitude is heart of the matter"
Going head-to-head with one’s editor – in my case the knowledgeable and dynamic Emma Ann Hughes – is always somewhat high risk. However, on this occasion, it is a risk I have to take.
"FCA needs to find a fairer way to fund the FSCS"
Is there light at the end of the tunnel for financial advisers or is it just another train heading towards us?
The real value of robo-advice to advisers
Although it has been just over two years since the UK financial services market began to discuss robo-advice with any seriousness, the term has fast become part of our shared vernacular.
FCA implements SMR principles to govern all firms
The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.
Advisers brand Mifid call recording 'step too far'
European Union requirements for adviser firms to record all client telephone calls have been branded a 'step too far' by members of the New Model Business Academy.
"'Voluntary agreement' has implications for FSCS"
Even when the subject matter of my weekly column is quite serious, I generally begin with a somewhat light-hearted anecdote.
SimplyBiz Group announces New Year events programme
SimplyBiz group has announced a programme of over 300 face-to-face events for 2017 across the UK.