There are 17 item(s) tagged with the keyword "FCA".
Displaying: 1 - 10 of 17
- 1. EU rule could cause trouble for IFAs
Sadly, we are now at the end of the summer holidays, so it is time to brush off the sand and pack away the sun cream.
- By Ken Davy
- 2. Revised managers' regime will uncover 'reckless and criminal' firms
The Financial Conduct Authority’s extension of the senior managers’ regime will help weed out “reckless and criminal firms”, financial adviser support firm SimplyBiz Group says.
- 3. Liz Coyle: Liberté! Fraternité! FCA!
Brexit means an awful lot is up in the air but, says Liz Coyle, it is worth summarising what we do know will be happening to UK financial services regulation over the next few years as a result of changes to EU legislation
- 4. "Times change, but savings advice is still needed"
One of the most notable years for me was 1963. Jennifer and I had just bought our first house for the princely sum of £1,400, which back then seemed an awful lot of money.
- 5. The new HMRC Trust Registration Service - what advisers need to know
The new HMRC Trust Registration Service - what advisers need to know
- 6. Update on Equity Release qualification and permission
Towards the close of 2016, the FCA released a Consultation Paper (CP16/24) looking at the possibility of investment and pension firms without mortgage permissions being able to advise on the equity release market provided they had an adviser who passed either a standalone qualification or a top-up to existing pension and investment qualifications.
- 7. Aileen Lynch: Changes to FCA debt counselling permissions
On 20 March, the Financial Conduct Authority (FCA) produced a regulatory publication to inform firms that held 'debt counselling' activity they are likely to hold the incorrect limitation, writes Aileen Lynch.
- 8. "Three cheers for FAMR one year on"
Regulator released Financial Advice Market Review recommendations and updates on progress
- By Ken Davy
- 9. "Singing loudly over FSCS funding consultation"
In 1959, It’s Now or Never was a massive hit for Elvis Presley, selling more than 5m records and it is no exaggeration to say that it is now or never for you to have your say on how the FSCS is funded.
- By Ken Davy
- 10. Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook
In October last year, the Financial Conduct Authority (FCA) produced policy statement PS16/23, ‘Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook’, which outlined a number of changes it would be making surrounding communications.
- By Liz Coyle
Displaying: 1 - 10 of 17