Points to consider when appointing a DFM Points to consider when appointing a DFM

16 Oct 2020

Richard Nuttall, Head of Compliance Policy, explores some of the major issues adviser firms need to consider when working with a DFM.  In particular, the piece looks at different ways in which the two can engage, regulatory exceptions which apply in different scenarios, and what they may mean for advisers and their clients. 

Read the full article

The latest from SimplyBiz

25 May 2021

SimplyBiz success in the 'Women in Financial Advice Awards' nominations

Read more >

24 May 2021

SimplyBiz and Key Group partner to launch 'Simply Later Life' proposition

Read more >

21 May 2021

FIBA announces partnership with BQI Protection to provide outsourcing service

Read more >

16 November 2020

Adviser Today

Get the latest news and views from our quarterly newsletter.

Read more >