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There are 16 item(s) tagged with the keyword "SM&CR".

Displaying: 1 - 10 of 16

1. SM&CR: Prescribed Responsibilities

The latest in our ‘plain English’ guide to Senior Managers, Richard Nuttall looks at the regimes prescribed responsibilities 

Tags: SM&CR, Compliance
2. Senior Managers support strengthened by SimplyBiz Group

The Group has launched a series of focussed events and hired a new Knowledge and Development Manager

Tags: SM&CR
3. Paraplanners and the SM&CR

A look at how the new regime will affect paraplanners within advice firms. 

Tags: SM&CR
4. Putting the fun into functions

Mark Greenwood looks at the mechanics of changing roles and Senior Manager functions under the new regime

Tags: SM&CR
5. Designating SM&CR roles

An in-depth look at the differences between senior managers and certified persons

Tags: SM&CR
6. FT Adviser podcast: Nowhere to hide from SM&CR

Group Training Manager, Michael Pashley, joins the FT Adviser podcast to discuss what advisers need to know about the upcoming regulation. 

Tags: SM&CR
7. Mark Greenwood: A final checklist for the SM&CR

With the number of days left until the implementation of the Senior Managers and Certification Regime (SM&CR) nearing single figures, SimplyBiz Group's Mark Greenwood, rounds up everything that advice firms should have considered.

Tags: SM&CR
8. Are you ready for SM&CR?

With the SM&CR just weeks away, we look at where firms need to be to ensure compliance with the new regime. 

Tags: SM&CR
9. Get FIT for SM&CR

Mark Greenwood takes an in-depth look at the new fitness and propriety requirements of the SM&CR

Tags: SM&CR
10. SM&CR: Conduct Rules, ok?

The Conduct Rules are a vital part of the Senior Managers’ Regime, and apply to nearly everyone

Tags: SM&CR

Displaying: 1 - 10 of 16

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