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There are 20 item(s) tagged with the keyword "FCA".
Displaying: 11 - 20 of 20
- 11. Update on Equity Release qualification and permission
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Towards the close of 2016, the FCA released a Consultation Paper (CP16/24) looking at the possibility of investment and pension firms without mortgage permissions being able to advise on the equity release market provided they had an adviser who passed either a standalone qualification or a top-up to existing pension and investment qualifications.
- 12. The new HMRC Trust Registration Service - what advisers need to know
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The new HMRC Trust Registration Service - what advisers need to know
- 13. "Times change, but savings advice is still needed"
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One of the most notable years for me was 1963. Jennifer and I had just bought our first house for the princely sum of £1,400, which back then seemed an awful lot of money.
- 14. Liz Coyle: Liberté! Fraternité! FCA!
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Brexit means an awful lot is up in the air but, says Liz Coyle, it is worth summarising what we do know will be happening to UK financial services regulation over the next few years as a result of changes to EU legislation
- 15. Revised managers' regime will uncover 'reckless and criminal' firms
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The Financial Conduct Authority’s extension of the senior managers’ regime will help weed out “reckless and criminal firms”, financial adviser support firm SimplyBiz Group says.
- 16. EU rule could cause trouble for IFAs
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Sadly, we are now at the end of the summer holidays, so it is time to brush off the sand and pack away the sun cream.
- By Ken Davy
- 17. FCA opens 2020 with 'Dear CEO' letter
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Ken Davy discusses the regulator’s latest communication and hopes that it will see more protection for both consumers and advisers.
- 18. Importance of regulator's 'Dear CEO' letters should 'not be underestimated'
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Ken Davy, Chairman of The SimplyBiz Group and industry veteran of over 40 years, has spoken about what he describes as a ‘double-barrelled shot across the bows’ from the regulator.
- 19. Guidance provided around the Senior Managers & Certification Regime during COVID19
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A look at the regulator’s guidance in this rapidly developing area.
- 20. Our step-by-step guide to the FCA's new platform
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With the FCA planning to allow firms to access GABRIEL and Connect through one new platform, Alexander McGregor, compliance policy manager, produced a step-by-step guide to how this will work in practice.
Displaying: 11 - 20 of 20