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There are 1 item(s) tagged with the keyword "MiFID II".

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1. Taking a LEI-d back approach; MiFID II and Legal Entity Identifiers

The arrival of MiFID II will see a new section added to the FCA Handbook, which refers to the requirement to make transaction reports to the FCA with regards to certain financial instruments. 

Tags: MiFID II
By Richard Nuttall

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Testimonials

“Moving a team of sixteen advisers plus support staff from a network environment to directly authorised had its challenges but the excellent support and guidance from SimplyBiz ensured that everything was completed efficiently and on time.”

Chris Kelly
Boldon

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