Search Results
There are 3 item(s) tagged with the keyword "Financial Conduct Authority".
Displaying: 1 - 3 of 3
- 1. Keeley Paddon: Pension scam cold-callers - we've got your number
-
For far too long, says Keeley Paddon, cold-callers and pension scams have been a blight on the pensions sector and it is good to see the authorities finally appear to be grasping the nettle
- 2. FCA implements SMR principles to govern all firms
-
The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.
- By Ken Davy
- 3. Our step-by-step guide to the FCA's new platform
-
With the FCA planning to allow firms to access GABRIEL and Connect through one new platform, Alexander McGregor, compliance policy manager, produced a step-by-step guide to how this will work in practice.
Displaying: 1 - 3 of 3