There are 1 item(s) tagged with the keyword "MiFID II".

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1. Taking a LEI-d back approach; MiFID II and Legal Entity Identifiers

The arrival of MiFID II will see a new section added to the FCA Handbook, which refers to the requirement to make transaction reports to the FCA with regards to certain financial instruments. 

Tags: MiFID II
By Richard Nuttall

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Testimonials

“I would like to comment on the service and professionalism delivered during my compliance visit, James Gibson is a valuable to asset to SimplyBiz. Thank you once again for your support and guidance.”

Adrian Sipson
Lister Group

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Erica Hancock of APS explores the estate planning red flags which may mean danger for your clients 

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Tom Hegarty takes a closer look at the most closely fought NMBA quick vote to date. 

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The SimplyBiz Group announces partnership with Guardian Financial Services

August 01, 2018

The SimplyBiz Group has announced that it has signed a partnership deal with Guardian Financial Services, following positive adviser feedback on the protection provider’s pilot scheme.  The partnership, which is in place with immediate effect, will see the two companies work together to deliver relevant training and educational opportunities to advisers who use the Group’s services.

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