Our Appointed Representative support programme is now live!
We were delighted to announce the launch of our AR support programme yesterday, designed to offer dedicated support, reliable guidance, and peace of mind for both AR and principal firms as they navigate the Regime’s new landscape.
SimplyBiz’s support programme, which includes an audit – now an annual requirement under the new rules -, guide, and resource library, will review and assess the effectiveness and robustness of an AR’s internal systems, controls, procedures, and reporting to the principal firm.
You can read all about the launch, including commentary from our Head of Regulatory Consultancy, Jennifer Peaty, in FT Adviser, here
Members, to find out more, or to book your AR Audit, contact the Regulatory Consultancy Team on 01484 443419 or email compliancevisits@simplybiz.co.uk