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There are 13 item(s) tagged with the keyword "SM&CR".

Displaying: 11 - 13 of 13

11. SM&CR: Ensure your employees are Fit and Proper

Mark Greenwood of The SimplyBiz Group takes a look at the practicalities and application of the FCA’s Fit and Proper requirements

Tags: SM&CR
12. Don't take your eye off the SM&CR ball

Our director of compliance services, Mark Greenwood, explores the ways in which 9 December 2019 was only the start of the SM&CR journey for advisers.

Tags: SM&CR
13. Guidance provided around the Senior Managers & Certification Regime during COVID19

A look at the regulator’s guidance in this rapidly developing area.    

Tags: FCA, Coronavirus, SM&CR

Displaying: 11 - 13 of 13

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