'Minimal leniency' expected from FCA in vulnerability review 'Minimal leniency' expected from FCA in vulnerability review

02 Apr 2024

Alexander McGregor: "It is important that firms consider instances and share best practice where advice has been directly impacted because of a client’s vulnerable situation"

In today's FT Adviser, our Head of Policy, Alexander McGregor discusses the key points and implications of the FCA's 'Review of firms' treatment of customers in vulnerable circumstances' alongside a host of other leading figures from across the sector.

Read the article in full here


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