Alexander McGregor and Kris Armstrong FPFS: Three key areas of regulatory focus for the advice profession
29 May 2024
The first half of 2024 has given the our sector much to think about, including the release of the retirement income advice thematic review, a warning shot in the shape of renewed scrutiny of the delivery of ongoing advice services, and a shift in focus toward embedding Consumer Duty through a requirement for senior management in firms to identify, monitor, assess, and confirm the delivery of good outcomes.
In today's Professional Adviser our Head of Policy, Alexander McGregor, and Compliance Policy Manager, Kris Armstrong FPFS, explore these three key areas of focus, and their implications for advisers in coming months.