There are 1 item(s) tagged with the keyword "MiFID II".

Displaying: 1 - 1 of 1

1. Taking a LEI-d back approach; MiFID II and Legal Entity Identifiers

The arrival of MiFID II will see a new section added to the FCA Handbook, which refers to the requirement to make transaction reports to the FCA with regards to certain financial instruments. 

Tags: MiFID II
By Richard Nuttall

Displaying: 1 - 1 of 1

Testimonials

“Best service provider in the industry”

Graham Pratley
The Wealth Management Partnership

Read More

Latest News

Ken Davy: Do you have money to burn?

February 20, 2019

Group Chairman Ken Davy looks at how employing the right support technology could help advisers save time and money.

Read more >

NMBA champions the growth of new advisers in the sector

February 18, 2019

More than 100 financial services professionals have enrolled on the New Model Business Academy's (NMBA) apprenticeship programme since it was launched last year. 

 

Read more >

SimplyBiz considers acquisition service for advisers

February 18, 2019

SimplyBiz is working on a service to match advisers selling their businesses with potential buyers.

Read more >

Richard Ardron: Keeping pace with the modern client

February 12, 2019

Have the fundamental needs of clients changed? Or is it simply a case of evolving expectations and, as a result, changes in attitudes and behaviours?

Read more >