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There are 16 item(s) tagged with the keyword "SM&CR".
Displaying: 1 - 10 of 16
- 1. SM&CR: Prescribed Responsibilities
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The latest in our ‘plain English’ guide to Senior Managers, Richard Nuttall looks at the regimes prescribed responsibilities
- 2. Senior Managers support strengthened by SimplyBiz Group
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The Group has launched a series of focussed events and hired a new Knowledge and Development Manager
- 3. Paraplanners and the SM&CR
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A look at how the new regime will affect paraplanners within advice firms.
- 4. Putting the fun into functions
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Mark Greenwood looks at the mechanics of changing roles and Senior Manager functions under the new regime
- 5. Designating SM&CR roles
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An in-depth look at the differences between senior managers and certified persons
- 6. FT Adviser podcast: Nowhere to hide from SM&CR
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Group Training Manager, Michael Pashley, joins the FT Adviser podcast to discuss what advisers need to know about the upcoming regulation.
- 7. Mark Greenwood: A final checklist for the SM&CR
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With the number of days left until the implementation of the Senior Managers and Certification Regime (SM&CR) nearing single figures, SimplyBiz Group's Mark Greenwood, rounds up everything that advice firms should have considered.
- 8. Are you ready for SM&CR?
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With the SM&CR just weeks away, we look at where firms need to be to ensure compliance with the new regime.
- 9. Get FIT for SM&CR
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Mark Greenwood takes an in-depth look at the new fitness and propriety requirements of the SM&CR
- 10. SM&CR: Conduct Rules, ok?
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The Conduct Rules are a vital part of the Senior Managers’ Regime, and apply to nearly everyone
Displaying: 1 - 10 of 16